Events
Exclusive Round Table Dinner - Meeting your global compliance objectives
Lanesborough Hotel - 18:00 - 21:00
[18-06-2007]
Ensuring the highest standards of compliance is a primary goal for today's global financial organisation. With increasingly stringent and differing legislation rules and regulations across the world, such as MiFID, KYC, Basel II, Sarbanes-Oxley and SEC, what is the best way to approach such a complex task? How are your fellow peers in the financial industry dealing with their global compliance measures?
Learn about ABN Amro Bank’s approach to compliance...
On behalf of the Know Your Customer Alliance, Morse cordially invites you to this exclusive dinner, where you will have the opportunity to discuss the issues associated with complying with regulatory controls, over dinner with your fellow peers in the industry.
The discussion will be hosted by Tony DeBree, Project Leader for Client Acceptance and Anti-Money Laundering at ABN Amro Bank. Tony will share with you the approach taken by ABN Amro in deploying a strategy that is serving the bank’s global operations and is giving ABN Amro full transparency, traceability and accountability in all of its business dealings.
The following topics will be discussed over dinner:
- Records Management
- Know Your Customer policies
- Anti-money laundering
- Anti-terrorism financing
- Corporate governance
About the 'Know Your Customer' alliance
Morse is part of the KYC Alliance which consists of edge IPK, Mobius and Sun Microsystems. The KYC Alliance members each have an expertise critical to a successful “know your customer” strategy. Together, the alliance helps companies identify and deploy the technologies and methodologies that will protect their interests and ensure compliance.
RSVP by 11th June 2007
We are limiting this roundtable discussion to just 15 attendees, so please register your interest early.
Contact Rebecca Biggs or click here to register.